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Document:	VAX 4000 BA440-Based Systems CPU Conversion Guide
Order Number:	EK-VVKSY-CG
Revision:	B01
Pages:	24
Original Filename:

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VAX 4000 BA440-Based Systems
CPU Conversion Guide
Order Number: EK–VVKSY–CG. B01

June 1994

Digital Equipment Corporation
Maynard, Massachusetts

June 1994
Digital Equipment Corporation makes no representations that the use of its products in the
manner described in this publication will not infringe on existing or future patent rights, nor do
the descriptions contained in this publication imply the granting of licenses to make, use, or sell
equipment or software in accordance with the description.
Possession, use, or copying of the software described in this publication is authorized only pursuant
to a valid written license from Digital or an authorized sublicensor.
© Digital Equipment Corporation 1994. All Rights Reserved.
The postpaid Reader’s Comments forms at the end of this document request your critical evaluation
to assist in preparing future documentation.
The following are trademarks of Digital Equipment Corporation: DECnet, MicroVAX, VAX,
VAXcluster, VAXserver, OpenVMS, and the DIGITAL logo.
All other trademarks and registered trademarks are the property of their respective holders.
S2593

This document was prepared using VAX DOCUMENT Version 2.1.

Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1 BA440 CPU Conversion
1.1
1.2
1.3
1.3.1
1.3.2
1.4

Related Upgrades . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
System Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Kit Inventory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Unpacking the Kit . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Before Installing the Kit . . . . . . . . . . . . . . . . . . . . . . .
Installing the Kit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1–1
1–1
1–2
1–2
1–2
1–3

A Mandatory Module Return Procedure and Forms
A.1
A.2

Return Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Digital Forms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

A–1
A–2

CPU Label Location . . . . . . . . . . . . . . . . . . . . . . . . . . .
Conversion Label Location . . . . . . . . . . . . . . . . . . . . . .
Medallion Location . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1–4
1–5
1–6

Inventory Items . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1–2

Figures
1–1
1–2
1–3

Tables
1–1

iii

Preface
This guide describes how to convert a VAX 4000-300, -400, -500, -500A, -505A,
-600, -600A, or -700A system.

Intended Audience
This guide is intended for Digital services personnel and licensed selfmaintenance customers.

Customer Responsibilities
Customers should not install the conversion kit unless they are qualified selfmaintenance customers. Only qualified maintenance personnel should perform
the installation procedure. If you are not a qualified self-maintenance customer,
call Digital services to schedule a system conversion.
It is the customer’s responsibility to perform a software backup before a Digital
services representative arrives at your site.
When the conversion is complete, return the old CPU and memory modules
to Digital. Appendix A contains forms that must be completed by the Digital
services representative and signed by both the customer and the Digital services
representative.

Digital Services/Self-Maintenance Responsibilities
The Digital services representative or the self-maintenance customer should
make arrangements to have the software backed up before the conversion kit is
installed.

After installation of the conversion kit, the Digital services representative or the
self-maintanance customer must complete the following forms (found in Appendix
A) and remove them from this guide. The forms must be signed by both the
customer and the Digital services representative.
•

Digital Services Worksheet

•

Installation Receipt–Customer Copy

•

Installation Receipt–Digital Services Copy

•

Returned Material Checklist

The Digital services representative should give the customer the signed
Installation Receipt–Customer Copy. The representative should include the
signed Installation Receipt–Digital Services Copy with the CPU module that is
being returned to Digital to ensure that the customer receives credit.

Related Documents
The following related documents provide information about conversion of VAX
4000 BA440-based system CPUs.
Documentation

Order Number

BA440/BA430 Enclosure Maintenance

EK–348AB–MG

KA681/KA691/KA692/KA694 CPU System Maintenance

EK–498AB–MG

OpenVMS License Management Utility Manual

AA–LA33A–TE

1
BA440 CPU Conversion
This chapter describes how to convert VAX 4000-300, -400, -500, -500A, -505A,
-600, -600A, or -700A systems.

1.1 Related Upgrades
MS670 (L4001)-type memory modules will not function with your NVAX CPU
modules. When an L4000 CPU is removed and the system is converted to an
L4005–XX or L4006–XX system, memory must be upgraded as follows:
CPU Model

Memory Module

L4005–XX

MS690–BA

L4006–XX

Size in Mbytes
32

MS690–CA

MS690–DA

128

MS690–CA

MS690–DA

128

A DSSI option (KFDDB) may also be installed as part of the CPU upgrade.

1.2 System Requirements
The system must have OpenVMS software, Version 5.5–2H4 or 6.1 to support the
L4005–XX or L4006–XX CPUs. Also, the system must have a revision K01 or
higher BA440 backplane (54–19354–01). If a backplane upgrade is necessary, see
BA440/BA430 Enclosure Maintenance, (EK–348AD–MG).

BA440 CPU Conversion 1–1

1.3 Kit Inventory
The CPU conversion kit contains the following items:
Table 1–1 Inventory Items
Quantity

Description

Part Number

Backplane (if needed)

54–19354–01

CPU module

L4005–XX or L4006–XX

Return label

36–26123–07

Product conversion information
label

36–15946–00

Module number label

36–26883–DX

Logo/model number label

36–33152–XX

Medallion with product name

74–40913–XX

Color strip

74–40914–01

Installation documentation

EK–VVKSY–CG

OpenVMS Version 5.5–2H4

QA–001AA–UW

User documentation set

QZ–00FAA–GZ or QZ–00F8A–GZ

1.3.1 Unpacking the Kit
Follow these instructions when unpacking the kit:
1. Make sure there is no external damage to the shipping container, such as
dents, holes, or crushed corners.
2. Unpack the conversion kit and check its contents against the shipping invoice.
3. If any item is missing or damaged:
a. Contact the customer’s sales representative.
b. Contact the customer’s delivery agent.

1.3.2 Before Installing the Kit
Before installing the kit:
1. Make sure the customer has backed up the system disk before the Digital
Services representative arrives.

1–2 BA440 CPU Conversion

2. Install new OpenVMS software by using the upgrade kit (OpenVMS VAX
Version 5–5.2H4 Release Notes and Update Procedure), unless you are running
OpenVMS Version 6.1.

1.4 Installing the Kit
Caution
Wear the antistatic wrist strap and use the antistatic mat when handling
CPU or memory modules.

To install the conversion kit, do the following:
1. Unlock the front door by turning the front door key switch to the bottom
position. Open both access doors simultaneously.
2. Turn off the system power to any Q–bus expander boxes connected to the
system.
3. Turn off the system power.
4. Remove any Ethernet cable attached to the H3604.
5. Remove the H3604 I/O panel. To avoid breaking the DSSI bus that may be
connected to other machines, do not remove the DSSI cable from the H3604.
6. Remove the old CPU module from the unit.
7. Pack the old CPU module in the conversion CPU module’s packing material.
8. Insert the conversion CPU module into its slot.
Do not lock the CPU module in place if you are installing the DSSI
upgrade option KFDDB.
If you are not installing the DSSI upgrade option, lock the CPU module
in place now.
Note
If required, install the DSSI upgrade option now. Refer to VAX 4000
(BA440-Based) Systems DSSI Upgrade Installation Guide that is packed
in the KFDDB option kit box.

BA440 CPU Conversion 1–3

After installing the KFDDB option, continue with the CPU installation, as
follows.
9. Attach the new CPU label (and memory labels, if required) to the H3604
console module panel as shown in Figure 1–1. The CPU label goes on the
leftmost side of the H3604. The memory labels go to the right side.
Figure 1–1 CPU Label Location

Console Module
L400X
-AA/-BA

L4000
-AA

Baud
300___________0
600___________1
1200__________2
2400__________3
4800__________4
9600__________5
19200_________6
38400_________7
Bus 0

Bus 1

X
36 -3 31

52 -1 2
36 -3 31

52 -1 2

36-33152-XX
MLO-010207

10. Turn on the power to the system and Q–bus expander boxes, if any, and run
MDM diagnostics to verify system operation.
11. Place the new logo model label (36–33152–XX) over the existing label on the
fan tray at the front of the chassis as shown in Figure 1–1.

1–4 BA440 CPU Conversion

12. Attach the new serial and conversion labels as shown in Figure 1–2.
Figure 1–2 Conversion Label Location

Existing
Serial Label

220-240
8.0

Hz 50-60
W 850

Series BA400 CPU MOD

Made in U.S.A.
Fabrique aux Etats-Unis

This device complies with Part 15 of FCC Rules Operation is suspect to the following two conditions
(1) This device may not cause harmful intereference and,
FTZ C-250/89
(2) This device must accept any intereference received including intereference that may cause
undesired operation.
DOC Canada CSA

708A
Listed
E.O.P. Equip.

DOC Canada CSA

VCCI 1

A305
116A

KA660

Product Conversion Label
From:
To:
By:

Date:

36-15846-01-C1

Model
SN
V
A

Conversion
Label

LJ-00575-TI0

BA440 CPU Conversion 1–5

13. Remove the old medallion by using a flat-blade screwdriver to lift it off the
front panel as shown in Figure 1–3.
14. Remove the color strip only if it is damaged.
Figure 1–3 Medallion Location

VAX
4000- XXXX

VAX
4000-3
,
400,
500,
600

MLO-010208

15. Install the new medallion.
16. Install the new color strip, if necessary.
17. Reboot the system.
18. Complete the forms in Appendix A.

1–6 BA440 CPU Conversion

A
Mandatory Module Return Procedure
and Forms
The old CPU and memory modules must be returned to Digital. Digital services
personnel or self-maintenance customers must ensure that the instructions to
repackage and return the old modules to Digital are followed. The instructions
apply only to U.S. area installations.
For installations outside the U.S. area, contact the local Digital office for return
destination instructions.

A.1 Return Procedure
1. Obtain the serial number of the system being upgraded. Customer
Administrative Services (CAS) cannot process the order without this serial
number.
2. Ensure that the serial number is on the Purchase Order.
3. Issue a hardcopy quotation to the customer, referencing the serial number,
and state the following:
Return of the replaced modules to Digital is a condition of sale for this
upgrade. Failure to return the modules will result in a penalty charge.
Installation of hardware by Digital services personnel is required.
4. Pack the old modules using the packaging material set aside from the carton
of the conversion kit (quad-height module box).
Pack the CPU module first in the nickel-plated bag, then in the pink plastic
wrapping, and finally in the box.
5. Complete the Digital Services Worksheet in Section A.2, which documents the
work you performed.
Return the worksheet to your contract administrator at the branch office.

Mandatory Module Return Procedure and Forms A–1

6. Contact your local Digital Customer Administrative Services (CAS) office to
obtain information for the Installation Receipt and the Returned Material
Checklist in Section A.2.
Ask the CAS representative for a return authorization (RA) number. CAS will
contact the customer to arrange for carrier pickup and return of the modules
to Digital.
7. Complete both copies of the Installation Receipt.
The first copy is the customer’s receipt. It shows that the installation was
completed and that Digital services contacted CAS.
Return the second copy to Digital services along with the old modules to
ensure that the customer does not incur a penalty charge.
8. Complete the Returned Material Checklist.
Return the checklist with the old modules.
9. Place the self-adhesive mailing label on the module box you are returning.
Write the return authorization (RA) number in the space provided on the
label.
10. Seal the box for shipment.
Refer questions regarding the return procedure to the local account
representative.
Note
Customers who do not return their old modules will be charged a fee.

A.2 Digital Forms
This section contains the following:
•

Digital Services Worksheet

•

Installation Receipt–Customer Copy

•

Installation Receipt–Digital Services Copy

•

Returned Material Checklist

A–2 Mandatory Module Return Procedure and Forms

Digital Services Worksheet
This form acts as a verification of the work performed on the system and as a
check on the procedures used. Please fill out this form and return it to your
Contract Administrator for updating the customer’s contract.
Customer:
System Serial Number:
Old System Model Number:
Old CPU Module Serial Number:
Old Memory Module Serial Numbers:

New System Name:
New System Model Number:
New CPU Module Serial Number:
New Memory Module Serial Numbers:

Mandatory Module Return Procedure and Forms A–3

A–4 Mandatory Module Return Procedure and Forms

Installation Receipt–Customer Copy
For the conversion of VAX 4000-300, -400, -500, -500A, -505A, -600, -600A,
and -700A systems.
This form acts as a customer receipt and as verification for Digital services that
either the 694XR–XX or 691XU–XX conversion kit was installed:
Digital Services:

Complete both copies of this form. Then, give a copy to the customer
and a copy to the local CAS office for filing with customer documents.

Customer:

Digital will contact you within the next several days to arrange
for package pickup and return. Keep this copy as your record of
installation by Digital.

Note
Contact the local CAS office to obtain the RA (return authorization)
number. You should have the Digital order number available. Be sure to
note the name of the person you speak with.

Name of CAS representative:
Branch Office:

, will arrange for package pickup and return.

Return Authorization (RA) Number:
Digital Order Number:
Old CPU Module Serial Number:
Old Memory Module Serial Numbers:
Converted to:
New CPU Module Serial Number:
New Memory Module Serial Numbers:
Installation was performed on this date:
See the next page for signatures.

Mandatory Module Return Procedure and Forms A–5

Module Packed for Return:
Customer Name:

Phone Number:

Customer Signature:
Digital Services Representative Signature:

A–6 Mandatory Module Return Procedure and Forms

Installation Receipt–Digital Services Copy
For the conversion of VAX 4000-300, -400, -500, -500A, -505A, -600, -600A,
and -700A systems.
This form acts as a customer receipt and as verification for Digital services that
either the 694XR–XX or 691XU–XX conversion kit was installed:
Digital Services:

Complete both copies of this form. Then, give a copy to the customer
and a copy to the local CAS office for filing with customer documents.

Note
Contact the local CAS office to obtain the RA (return authorization)
number. You should have the Digital order number available. Be sure to
note the name of the person to whom you speak.

Name of CAS representative:
Branch Office:

, will arrange for package pickup and return.

Mandatory Module Return Procedure and Forms A–7

Module Packed for Return:
Customer Name:

Phone Number:

Customer Signature:
Digital Services Representative Signature:

A–8 Mandatory Module Return Procedure and Forms

Returned Material Checklist
For the conversion of VAX 4000-300, -400, -500, -500A, -505A, -600, -600A,
and -700A systems.
This form must be filled out and returned with the old modules to ensure that the
customer does not incur a penalty charge.

Return Authorization (RA) Number:
Digital Order Number:
Customer Name:
Customer Address:

Customer Contact:

********* Include This Form With Your Module Return*********

Mandatory Module Return Procedure and Forms A–9

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VAX 4000 BA440-Based Systems
CPU Conversion Guide
EK–VVKSY–CG. B01

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